Disciplinary Action Highlights Importance of AIM Companies Liaising With Their Nominated Advisers

Of interest to many an AIM company secretary wishing to ensure compliance within their organisation will be disciplinary action recently taken by the AIM Disciplinary Committee (ADC) in relation to an AIM company breaching rules by failing to provide its nominated adviser ashwooddental with information reasonably required to carry out the nomads responsibilities. AIM Company punished for not seeking nomad advice A notice issued by Head of AIM Regulation Nilam Statham stated that pursuant to…